DFX Intelligence
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SEC-registered adviser
T•• E••••••• G•••• I••
Latest filing Mar 13, 2026
First filing on the tape Mar 14, 2012 · 22 filings
SEC status approved since Feb 21, 1995
RAUM
$291M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$291M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$291M as of Mar 13, 2026
Mar 14, 2012$101M then
HNW client RAUM$276M as of Mar 13, 2026
Mar 14, 2018$114M then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 14, 20120 then
Employees (5.A)2 as of Mar 13, 2026
Mar 8, 20131 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$276M95%
- Individuals$15.3M5.2%
- Individual clients
- 47reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 109reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• E••••• S••••••Chartered Financial Analyst | Annapolis, Md | Jun 30, 2023 | 13 y | 1 |
| J•••• P••••••• E••••••• | Annapolis, Md | Jan 2, 2025 | 43 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• E••••• S•••••• from D• E• S•••••• C•••••• L••Jun 30, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••••• J••••• P••••••• · Presidentcontrolsince 12/1994 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Annapolis, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 105 to 109Feb 5, 2026 to Mar 13, 2026
- HNW clients · 58 to 62Feb 5, 2026 to Mar 13, 2026
- Discretionary RAUM · $255M to $291MFeb 5, 2026 to Mar 13, 2026
- HNW RAUM · $246M to $276MFeb 5, 2026 to Mar 13, 2026
- Individual RAUM · $14.6M to $15.3MFeb 5, 2026 to Mar 13, 2026
- Non-discretionary RAUM · $5.7M to $0Feb 5, 2026 to Mar 13, 2026
- RAUM · $261M to $291MFeb 5, 2026 to Mar 13, 2026
- Accounts · 104 to 105Feb 28, 2024 to Feb 27, 2025
- HNW clients · 55 to 58Feb 28, 2024 to Feb 27, 2025
- Individual clients · 49 to 47Feb 28, 2024 to Feb 27, 2025
- Financial planning clients · 51-100 to 51-100Feb 28, 2024 to Feb 27, 2025
- Discretionary RAUM · $230M to $255MFeb 28, 2024 to Feb 27, 2025
- HNW RAUM · $218M to $246MFeb 28, 2024 to Feb 27, 2025
- Individual RAUM · $16.0M to $14.6MFeb 28, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $3.9M to $5.7MFeb 28, 2024 to Feb 27, 2025
- RAUM · $234M to $261MFeb 28, 2024 to Feb 27, 2025
- Accounts · 103 to 104Mar 17, 2023 to Feb 28, 2024
- HNW clients · 56 to 55Mar 17, 2023 to Feb 28, 2024
- Individual clients · 47 to 49Mar 17, 2023 to Feb 28, 2024
- Employees · 4 to 2Mar 17, 2023 to Feb 28, 2024
- Discretionary RAUM · $199M to $230MMar 17, 2023 to Feb 28, 2024
- HNW RAUM · $21.0M to $218MMar 17, 2023 to Feb 28, 2024
- Individual RAUM · $181M to $16.0MMar 17, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $2.7M to $3.9MMar 17, 2023 to Feb 28, 2024
- RAUM · $202M to $234MMar 17, 2023 to Feb 28, 2024
- Accounts · 100 to 103May 20, 2022 to Mar 17, 2023
- HNW clients · 58 to 56May 20, 2022 to Mar 17, 2023
- Individual clients · 42 to 47May 20, 2022 to Mar 17, 2023
- Discretionary RAUM · $218M to $199MMay 20, 2022 to Mar 17, 2023
- HNW RAUM · $207M to $21.0MMay 20, 2022 to Mar 17, 2023
- Individual RAUM · $13.2M to $181MMay 20, 2022 to Mar 17, 2023
- Non-discretionary RAUM · $2.6M to $2.7MMay 20, 2022 to Mar 17, 2023
- RAUM · $221M to $202MMay 20, 2022 to Mar 17, 2023
- Accounts · 90 to 100Mar 11, 2021 to Mar 15, 2022
- HNW clients · 46 to 58Mar 11, 2021 to Mar 15, 2022
- Individual clients · 44 to 42Mar 11, 2021 to Mar 15, 2022
- Financial planning clients · 26-50 to 51-100Mar 11, 2021 to Mar 15, 2022
- Discretionary RAUM · $191M to $218MMar 11, 2021 to Mar 15, 2022
- HNW RAUM · $154M to $207MMar 11, 2021 to Mar 15, 2022
- Individual RAUM · $39.7M to $13.2MMar 11, 2021 to Mar 15, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Ellerson Group Inc /adv · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 410-280-3103reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-269-9229reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-280-9024reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- E•••••••GROUP.COMreportedpublic record, Form ADV, Mar 13, 2026
- Principal office phone
- 410-280-3103reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026