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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINAMEX ASSET MANAGEMENT, LLC

CRD 304260

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02eb89da-d3ed-c829-7c3a-0892cf39a219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: May 31, 2019 to Sep 14, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $114MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $51.2M
Private client RAUM: $107MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $19.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 190
Individual clients: 140
High net worth clients: 34
SEC number: 801-135018
CRD: 304260
Filings on the tape: 12
First filed: May 31, 2019
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
LAURA MUNOZ ALARCON	n/a	HOUSTON, TX	14	1	yes
Mauricio Grajales Tarin	n/a	HOUSTON, TX	12	1	yes
MARIANA MARTINEZ CABRAL TORRES	n/a	HOUSTON, TX \| Zapopan	12	1	yes
PABLO ANDRES CARRILLO	n/a	HOUSTON, TX \| CDMX	10	1	yes
LUIS FELIPE SUAREZ PEREZ	n/a	HOUSTON, TX	10	n/a	yes
Santiago A Fernandez Ramos	n/a	HOUSTON, TX \| New York, NY	17	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASA DE BOLSA FINAMEX S.A.B. DE C.V.	SOLE MEMBER	F	yes	03/2019	May 31, 2019	Dec 12, 2019
FINAMEX USA, LLC	SOLE MEMBER	E	yes	03/2019	May 31, 2019	Dec 12, 2019
RAMOS LANDERO, JORGE, MARTIN	CEO, CCO AND COO	Na	yes	03/2019	May 31, 2019	Dec 12, 2019
JOHNSON, KRISTY, KAY	CHIEF FINANCIAL OFFICER	Na	no	03/2019	May 31, 2019	Dec 12, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CASA DE BOLSA FINAMEX S.A.B. DE C.V.	n/a	n/a	n/a	N	yes	n/a
FINAMEX INTERNATIONAL, LLC	n/a	n/a	n/a	N	yes	n/a
FINAMEX INVERSIONES S.A. DE C.V. SOCIEDAD OPERADORA DE FONDOS DE INVERSION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$114M	$51.2M	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$114M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Registered with (7)

← Santiago A Fernandez RamosAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← LUIS FELIPE SUAREZ PEREZAdvisorregistration: current employment
Apr 17, 2026 to presentfactForm ADV
← LAURA MUNOZ ALARCONAdvisorregistration: previous registration
Dec 18, 2023 to Jan 5, 2026factForm ADV
← Mauricio Grajales TarinAdvisorregistration: previous registration
Jul 29, 2020 to Jan 5, 2026factForm ADV
← MARIANA MARTINEZ CABRAL TORRESAdvisorregistration: previous registration
Dec 5, 2025 to Jan 5, 2026factForm ADV
← PABLO ANDRES CARRILLOAdvisorregistration: previous registration
Nov 7, 2024 to Jan 5, 2026factForm ADV
← DIEGO LUNA Y PARRA DIAZAdvisorregistration: previous registration
Jan 16, 2024 to Jun 18, 2024factForm ADV

Controls (3)

← RAMOS LANDERO, JORGE, MARTINOwnerCEO, CCO AND COO, ownership code NA, individual
May 31, 2019 to Dec 12, 2019factForm ADV
← CASA DE BOLSA FINAMEX S.A.B. DE C.V.OwnerSOLE MEMBER, ownership code F, foreign entity
May 31, 2019 to Dec 12, 2019factForm ADV
← FINAMEX USA, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
May 31, 2019 to Dec 12, 2019factForm ADV

Owns (1)

← JOHNSON, KRISTY, KAYOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 31, 2019 to Dec 12, 2019factForm ADV

Dated events

Occurred
Jun 18, 2024
Advisor changed firm
Diego Luna Y Parra Diaz left Finamex Asset Management, Llc for Berlin Wealth Group Advisors (registered 2025-07-14)
Form ADVobserved 6 days ago
Occurred
May 31, 2019
First Form ADV filing
Finamex Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02eb89da-d3ed-c829-7c3a-0892cf39a219
First observed: May 31, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINAMEX ASSET MANAGEMENT, LLC

CRD 304260

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02eb89da-d3ed-c829-7c3a-0892cf39a219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAURA MUNOZ ALARCON

n/a

HOUSTON, TX

yes

Mauricio Grajales Tarin

n/a

HOUSTON, TX

yes

MARIANA MARTINEZ CABRAL TORRES

n/a

HOUSTON, TX | Zapopan

yes

PABLO ANDRES CARRILLO

n/a

HOUSTON, TX | CDMX

yes

LUIS FELIPE SUAREZ PEREZ

n/a

HOUSTON, TX

n/a

yes

Santiago A Fernandez Ramos

n/a

HOUSTON, TX | New York, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASA DE BOLSA FINAMEX S.A.B. DE C.V.

SOLE MEMBER

yes

03/2019

May 31, 2019

Dec 12, 2019

FINAMEX USA, LLC

SOLE MEMBER

yes

03/2019

May 31, 2019

Dec 12, 2019

RAMOS LANDERO, JORGE, MARTIN

CEO, CCO AND COO

yes

03/2019

May 31, 2019

Dec 12, 2019

JOHNSON, KRISTY, KAY

CHIEF FINANCIAL OFFICER

03/2019

May 31, 2019

Dec 12, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CASA DE BOLSA FINAMEX S.A.B. DE C.V.

n/a

yes

n/a

FINAMEX INTERNATIONAL, LLC

n/a

yes

n/a

FINAMEX INVERSIONES S.A. DE C.V. SOCIEDAD OPERADORA DE FONDOS DE INVERSION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 24, 2026

$114M

$51.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$114M

n/a