DFX Intelligence

E••••• S••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

E••••• S••••• M•••••

Advisor at G••••••• A•••••••• L••

ARDEN HILLS, MN

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Search this name across graphsid dfx:ria:02ec0c39-6f88-a27e-1c16-7956d26151e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• A•••••••• L••	Independent wealth	Sep 21, 2023	n/a	yes	ARDEN HILLS, MN	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jun 29, 2022	Aug 11, 2023	no	ST PAUL, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	G••••••• A•••••••• L••	Aug 11, 2023	Sep 21, 2023	41	Firm change	RIA to RIA
G••••••• A•••••••• L••	S••••••• F•••••••• S•••••••• I•••	May 20, 2022	Jun 29, 2022

Relationships

Registered with (2)

→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 1, 2019 to May 20, 2022factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2022 to Aug 11, 2023factForm ADV

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02ec0c39-6f88-a27e-1c16-7956d26151e7
First observed: Jan 1, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.