DFX Intelligence

D••••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

D••••••••• P••••••• L•

CRD 297786

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02ec6972-a479-21f5-6a71-f6c2d9e47014

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 110
Dated events: 6
On other graphs: 3
Observed: Jan 17, 2020 to May 11, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••••••••• P••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

D••••••••• P••••••• L•

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

D••••••••• P••••••• L•

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 37

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••••••• P••••••• O••••••••• I• L•	Private Equity Fund	$470M	Mar 29, 2024	33	Jan 17, 2020	reported	021-1801780
D••••••••• P••••••• O••••••••• I••• C•••••••• L•	Private Equity Fund	$240M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••••••• E••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Jan 2, 2024	Mar 29, 2024
D••••••••• P••••••• G• L••	GENERAL PARTNER	Na	yes	06/2017	Jan 17, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• H••••••• L•	n/a	Asset manager	$5.1B	N	yes	n/a
B•••••• L•	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bethesda	Md	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$2.2B	-8.9%	$2.2B	-3.5%	37	34	1	1

Relationships

showing 80 of 110

Affiliated with (2)

→ B•••••• H••••••• L•Registered adviserother investment adviser, common control
factForm ADV
← B•••••• H••••••• L•Registered adviserother investment adviser, common control
factForm ADV

Advises (78)

→ D••••••••• CAPITAL PE SPV V LLCPrivate fundPrivate Equity Fund, IA
Jan 17, 2020 to presentfactForm ADV
→

Dated events

Occurred
Jan 2, 2024
Control person joined
E•••••••• A••••••• B••••• (Chief Compliance Officer) appeared on Schedule A of D••••••••• P••••••• L•
Form ADVobserved 7 days ago
Occurred
Jan 2, 2024
Control person left
Alexander Leigh Rovzar (Limited Partner, General Counsel, Chief Compliance Officer) no longer on Schedule A of D••••••••• P••••••• L• (listed 2023-05-22, absent 2024-01-02)
Form ADVobserved 7 days ago
Occurred
May 19, 2022
Control person joined
Budnick Annie Sloyer (Chief Financial Officer) appeared on Schedule A of D••••••••• P••••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02ec6972-a479-21f5-6a71-f6c2d9e47014
First observed: Jan 17, 2020
Last observed: May 11, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.