DFX Intelligence

G••••• R••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)50 years in industry

G••••• R••••• E••••••

Advisor at L•• F•••••••• L••

SPRINGFIELD, VA

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Search this name across graphsid dfx:ria:02f38048-0806-cf79-f2ee-21021b4118fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2024	n/a	yes	SPRINGFIELD, VA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	May 14, 2003	Jul 19, 2024	no	SPRINGFIELD, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	L•• F•••••••• L••	Jul 19, 2024	Jul 10, 2024	-9	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:6413:VA:2024-07-19	Jul 19, 2024	Jul 10, 2024	SPRINGFIELD, VA	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 14, 2003 to Jul 19, 2024factForm ADV

Dated events

Occurred
Jul 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02f38048-0806-cf79-f2ee-21021b4118fa
First observed: May 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.