This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.2BItem 5.F on the latest filing (2026-03-05); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$261M

Private client RAUM

$1.1BderivedItem 5.D individuals plus high net worth individuals

Private client share

87%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

9

Advisory employees

6

Offices

0Schedule D 1.F, beyond the principal office

Accounts

230

Individual clients

58

High net worth clients

70

SEC number

801-131820

CRD

332503

Filings on the tape

3

First filed

Dec 16, 2024

Latest filed

Mar 5, 2026

Organised

Other (specify)

• Occurred

  Mar 5, 2026
  Regulatory AUM changed

  Prometheus Wealth Management Sam reported RAUM $1.2B, up 31% from $950.0M (2025-02-19 to 2026-03-05)

  Form ADVobserved 6 days ago
  $293M
• Occurred

  Dec 16, 2024
  First Form ADV filing

  Prometheus Wealth Management Sam filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0300c445-1efb-0f10-68bd-9299af445882

First observed

Dec 16, 2024

Last observed

Mar 5, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.