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Advisor at SB ADVISORY, LLC
Traverse City, MI | Grand Rapids, MI | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SB ADVISORY, LLC | Independent wealth | Jul 18, 2025 | n/a | yes | Traverse City, MI|Grand Rapids, MI|ATLANTA, GA | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Aug 3, 2023 | Jul 16, 2025 | no | Traverse City, MI|HOUSTON, TX|Grand Rapids, MI | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Sep 1, 2017 | Jul 17, 2023 | no | GRAND RAPIDS, MI|Grand Rapids, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | SB ADVISORY, LLC | Jul 16, 2025 | Jul 18, 2025 | 2 | Firm change | Ibd to RIA |
| PRINCIPAL SECURITIES, INC. | NEXT FINANCIAL GROUP, INC. | Jul 17, 2023 | Aug 3, 2023 | 17 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:46214:MI:2023-07-17 | Jul 17, 2023 | Aug 3, 2023 | GRAND RAPIDS, MI | Firm change |