This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PATRICK M. SWEENEY & ASSOCIATES, INC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Jan 19, 2022

First registration

Jan 21, 2022

Dual registered

no

Other names

Jack Marshall Hallier|Jack M Hallier

IAPD individual key

7445693

• Occurred

  Jul 23, 2026
  Advisor changed firm

  Jack Marshall Hallier left Raymond James & Associates, Inc. for Patrick M. Sweeney & Associates, Inc (registered 2026-08-06)

  Form ADVobserved 5 days ago
• Occurred

  Mar 6, 2023
  Advisor changed firm

  Jack Marshall Hallier left Kestra Advisory Services, Llc for Raymond James & Associates, Inc. (registered 2023-03-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:030d5228-b9b2-7b01-68f5-34928b9df954

First observed

Jan 21, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.