This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AXOS INVEST, INC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 15, 2019

First registration

Oct 14, 2021

Dual registered

yes, broker-dealer

Other names

MORRY GENE DELA CRUZ BARRIENTOS|Morales|MORRY MORALES|Morry Gene Barrientos Morales|Morales

IAPD individual key

7166014

• Occurred

  Mar 29, 2024
  Advisor changed firm

  Morry Gene Morales left Charles Schwab & Co., Inc. for Axos Invest, Inc (registered 2024-04-08)

  Form ADVobserved 4 days ago
• Occurred

  Nov 30, 2022
  Advisor changed firm

  Morry Gene Morales left Wells Fargo Advisors for Charles Schwab & Co., Inc. (registered 2023-03-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:03149d48-27fc-d58f-ec63-30ed7382d2b6

First observed

Oct 14, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.