DFX Intelligence

O•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

O•••••• A•••••••• L••

CRD 300602

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Search this name across graphsid dfx:ria:031606f7-44d5-dbac-b1e0-d1a95948a438

Data as of Jan 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 12, 2026 to Jan 12, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

O•••••• A•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $70.5M••• Locked
Discretionary RAUM: $66.0M
Private client RAUM: $70.5Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• P••••••	Certified Financial Planner	HOLLADAY, UT	7	12	n/a	no
S••••• M•••••	n/a	Cincinnati, OH	6	17	n/a

Relationships

Registered with (2)

← S••••• M•••••Advisorregistration: current employment
Jun 16, 2020 to presentfactForm ADV
← M••• P••••••Advisorregistration: current employment
Apr 26, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:031606f7-44d5-dbac-b1e0-d1a95948a438
First observed: Jan 12, 2026
Last observed: Jan 12, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.