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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Nov 30, 2023 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 22, 2006 | Nov 3, 2006 | no | Gaithersburg, MD|OWINGS MILLS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Nov 3, 2006 | Nov 30, 2023 | 6,236 | Firm change after gap | Ibd to ibd |