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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

ROBERT ALEXANDER SOLLEY

Advisor at CETERA INVESTMENT ADVISERS LLC

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:0318e2d8-83e6-3272-c22e-fbe2d3c77233

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 1, 1990
First registration: Feb 4, 2004
Dual registered: yes, broker-dealer
Other names: BOB SOLLEY
IAPD individual key: 2079020

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 10, 2020	n/a	yes	ALPHARETTA, GA	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Nov 21, 2011	Nov 12, 2020	no	SAN DIEGO, CA\|ALPHARETTA, GA	Previous registration
SANDERS MORRIS LLC	Independent wealth	Jun 27, 2006	Nov 22, 2011	no	ALPHARETTA, GA	Previous registration
SMH CAPITAL ADVISORS LLC	Institutional manager	Feb 4, 2004	Dec 31, 2006	no	ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Sep 10, 2020	-63	Bulk transfer	Ibd to ibd
SANDERS MORRIS LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Nov 22, 2011	Nov 21, 2011	-1	Firm change	Other
SMH CAPITAL ADVISORS LLC	SANDERS MORRIS LLC	Dec 31, 2006	Jun 27, 2006	-187	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 10, 2020 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 21, 2011 to Nov 12, 2020factForm ADV
→ SANDERS MORRIS LLCRegistered adviserregistration: previous registration
Jun 27, 2006 to Nov 22, 2011factForm ADV
→ SMH CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Feb 4, 2004 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.