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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STEGENT EQUITY ADVISORS INC.

CRD 114518

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:031b4e3c-4c7a-e768-704c-fd1fa44ec6db

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Feb 27, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $244MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $242M
Private client RAUM: $240MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $122Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 377
Individual clients: 28
High net worth clients: 63
Custody, client assets: $12.3M
SEC number: 801-63736
CRD: 114518
Filings on the tape: 20
First filed: Mar 28, 2012
Latest filed: Feb 27, 2026
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LOYD JAMES STEGENT	Certified Financial Planner\|Personal Financial Specialist	HOUSTON, TX	27	30	n/a	no
Audrey Erin Petrash	Certified Financial Planner	HOUSTON, TX	3	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STEGENT, LOYD, JAMES	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	10/1995	Mar 28, 2012	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STEGENT FINANCIAL SERVICES, PC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$244M	$242M	3	3	0	n/a	n/a
2024	Mar 24, 2025	$209M	$208M	2	2	0	n/a	n/a
2023	Mar 15, 2024	$183M	$182M	2	2	0	n/a	n/a
2022	Mar 8, 2023	$189M	$187M	3	3	0	n/a	n/a
2021	Mar 10, 2022	$227M	$225M	3	3	0	n/a	n/a
2020	Mar 8, 2021	$212M	$210M	3	3	0	n/a	n/a
2019	Mar 16, 2020	$190M	$188M	3	3	0	n/a	n/a
2018	Mar 6, 2019	$170M	$169M	3	3	0	n/a	n/a
2017	Mar 21, 2018	$187M	$186M	2	1	0	n/a	n/a
2016	Mar 3, 2017	$153M	$151M	2	1	n/a	n/a	n/a
2015	Mar 4, 2016	$149M	$148M	2	1	n/a	n/a	n/a
2014	Mar 23, 2015	$146M	$145M	2	1	n/a	n/a	n/a
2013	Mar 18, 2014	$135M	$134M	2	1	n/a	n/a	n/a
2012	Mar 12, 2013	$120M	$119M	2	1	n/a	n/a	n/a
2011	Mar 28, 2012	$106M	$106M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$244M	$209M	16.6%	$189M	8.9%	3	2	0	0

Relationships

Registered with (4)

← Audrey Erin PetrashAdvisorregistration: current employment
Jun 22, 2023 to presentfactForm ADV
← LOYD JAMES STEGENTAdvisorregistration: current employment
Mar 5, 1999 to presentfactForm ADV
← STEVEN CHARLES BATESAdvisorregistration: previous registration
Aug 18, 2020 to Jun 20, 2023factForm ADV
← BENJAMIN CHARLES SIMISKEYAdvisorregistration: previous registration
Mar 8, 2018 to Jan 6, 2021factForm ADV

Controls (1)

← STEGENT, LOYD, JAMESOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to Mar 15, 2024factForm ADV

Dated events

Occurred
Jun 20, 2023
Advisor changed firm
Steven Charles Bates left Stegent Equity Advisors Inc. for Advocates Wealth Planning (registered 2023-07-14)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:031b4e3c-4c7a-e768-704c-fd1fa44ec6db
First observed: Mar 28, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEGENT EQUITY ADVISORS INC.

CRD 114518

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:031b4e3c-4c7a-e768-704c-fd1fa44ec6db

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LOYD JAMES STEGENT

Certified Financial Planner|Personal Financial Specialist

HOUSTON, TX

n/a

Audrey Erin Petrash

Certified Financial Planner

HOUSTON, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STEGENT, LOYD, JAMES

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

10/1995

Mar 28, 2012

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STEGENT FINANCIAL SERVICES, PC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$244M

$242M

n/a

2024

Mar 24, 2025

$209M

$208M

n/a

2023

Mar 15, 2024

$183M

$182M

n/a

2022

Mar 8, 2023

$189M

$187M

n/a

2021

Mar 10, 2022

$227M

$225M

n/a

2020

Mar 8, 2021

$212M

$210M

n/a

2019

Mar 16, 2020

$190M

$188M

n/a

2018

Mar 6, 2019

$170M

$169M

n/a

2017

Mar 21, 2018

$187M

$186M

n/a

2016

Mar 3, 2017

$153M

$151M

n/a

2015

Mar 4, 2016

$149M

$148M

n/a

2014

Mar 23, 2015

$146M

$145M

n/a

2013

Mar 18, 2014

$135M

$134M

n/a

2012

Mar 12, 2013

$120M

$119M

n/a

2011

Mar 28, 2012

$106M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$244M

$209M

16.6%

$189M

8.9%