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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MELISSA MAE OCONNELL

Advisor at SCHWAB WEALTH ADVISORY, INC.

Indianapolis, IN

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Search this name across graphsid dfx:ria:031c2ec0-d98e-d990-cd48-a353c455a294

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 6, 2007
First registration: Apr 1, 2014
Dual registered: yes, broker-dealer
Other names: MELISSA MAE WALTZ|MISSY FARVER|MELISSA FARVER|MELISSA MAE FARVER|MELISSA O'CONNELL|MISSY O'CONNELL|Melissa Mae OConnell|Melissa M O'Connell
IAPD individual key: 5371417

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 3, 2021	n/a	yes	Indianapolis, IN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 21, 2018	Feb 19, 2021	no	Indianapolis, IN\|INDIANAPOLIS, IN\|GREENFIELD, IN	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 17, 2017	Nov 26, 2018	no	Indianapolis, IN\|MIAMI, FL	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Apr 1, 2014	Nov 30, 2016	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	SCHWAB WEALTH ADVISORY, INC.	Feb 19, 2021	Jun 3, 2021	104	Firm change	Other
SANCTUARY ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Nov 26, 2018	Nov 21, 2018	-5	Firm change	Ibd to wirehouse
1ST GLOBAL ADVISORS INC	SANCTUARY ADVISORS, LLC	Nov 30, 2016	Aug 17, 2017	260	Firm change	Other

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jun 3, 2021 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 21, 2018 to Feb 19, 2021factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 17, 2017 to Nov 26, 2018factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Apr 1, 2014 to Nov 30, 2016factForm ADV

Dated events

No dated event names this entity yet.