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Advisor at L•••••• F•••• L••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••••• F•••• L•• | Independent wealth | Sep 18, 2026 | n/a | yes | BOSTON, MA | Current employment |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Apr 16, 2026 | Jul 2, 2026 | no | Boston, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | L•••••• F•••• L•• | Jul 2, 2026 | Sep 18, 2026 | 78 | Firm change | Other |
| S•••••••• A••••••• L•• | N••••••••• M••••• I••••••••• S••••••••• | Jan 6, 2026 | Apr 16, 2026 |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Jan 6, 2026 | no | BOSTON, MA|CAMBRIDGE, MA|BOSTON, MA|CAMBRIDGE, MA|BOSTON, MA | Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jun 9, 2022 | Mar 31, 2025 | no | CAMBRIDGE, MA | Previous registration |
| 100 |
| Firm change |
| Other |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |