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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Sana Khalaf

Advisor at J.P. MORGAN SECURITIES LLC

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:03330bd4-9fb7-31e0-592c-e445715c0095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 22, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 11, 1998
First registration: May 22, 1998
Dual registered: yes, broker-dealer
Other names: SANA KASABREH|SANA S KHALAF|SANA SALIM KHALAF
IAPD individual key: 2966086

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	THE WOODLANDS, TX	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 28, 2009	Oct 1, 2012	no	THE WOODLANDS, TX\|THE WOODLANDS, TX\|HOUSTON, TX\|HUMBLE, TX\|THE WOODLANDS, TX\|THE WOODLANDS, TX\|MAGNOLIA, TX\|THE WOODLANDS, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 22, 2005	Apr 28, 2009	no	THE WOODLANDS, TX\|THE WOODLANDS, TX\|THE WOODLANDS, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 21, 2004	Feb 3, 2005	no	SPRING, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 22, 1998	May 26, 2004	no	THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CHASE INVESTMENT SERVICES CORP.	Apr 28, 2009	Aug 28, 2009	122	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Feb 3, 2005	Apr 22, 2005	78	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO INVESTMENTS, LLC	May 26, 2004	Sep 21, 2004	118	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 28, 2009 to Oct 1, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 22, 2005 to Apr 28, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 21, 2004 to Feb 3, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 22, 1998 to May 26, 2004factForm ADV

Dated events

No dated event names this entity yet.