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C••••••••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

C••••••••• I••••••••• P•••••••• L••

CRD 111753

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0340d955-0785-78d3-14c3-cc0e4ce55ac9

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 0
Observed: Nov 22, 2011 to Jul 30, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.1 fund_share=0.63 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $274MderivedItem 5.D individuals plus high net worth individuals
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• M••••• V•• N•••••••	Chartered Financial Analyst	ATLANTA, GA	16	21	n/a	no
D••• W••••• M•••••	Chartered Financial Analyst	ATLANTA, GA	16	34

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• H•••••••• L••	HOLDING COMPANY/SOLE MEMBER	E	yes	09/2011	Nov 22, 2011	Jul 2, 2024
K••• H•••• T••	CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & ADMINISTRATION	Na	yes	10/2017	Dec 1, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••• R••• I••••••••• C••••••• L••	n/a	Independent wealth	$787M	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.1B	24.3%	$1.7B	15.9%	15	15	0	1

Relationships

Affiliated with (1)

→ E•••• R••• I••••••••• C••••••• L••Registered adviserother investment adviser, control
factForm ADV

Registered with (13)

← J••••• J•••••• S••••Advisorregistration: previous registration
Jul 23, 2019 to Nov 10, 2020factForm ADV
← M•••••• B• R•••Advisorregistration: current employment
Dec 5, 2019 to presentfactForm ADV
←

Dated events

Occurred
Jul 2, 2024
Control person left
'Nmi' John Campbell (Chief Investment Officer/Elected Manager) no longer on Schedule A of C••••••••• I••••••••• P•••••••• L•• (listed 2024-03-27, absent 2024-07-02)
Form ADVobserved 7 days ago
Occurred
May 4, 2021
Control person left
Alexander Christopher Reynolds (Elected Manager) no longer on Schedule A of C••••••••• I••••••••• P•••••••• L•• (listed 2021-03-24, absent 2021-05-04)
Form ADVobserved 7 days ago
Occurred
Mar 24, 2021
Control person left
Stacey Winthrop Jessup (Independent Director/Elected Manager) no longer on Schedule A of C••••••••• I••••••••• P•••••••• L•• (listed 2020-11-17, absent 2021-03-24)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0340d955-0785-78d3-14c3-cc0e4ce55ac9
First observed: Nov 22, 2011
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 17, 2026	$2.7B	$2.7B	15	7	1	n/a	n/a
2024	Mar 26, 2025	$2.1B	$2.1B	15	7	1	n/a	n/a
2023	Mar 27, 2024	$1.9B	$1.9B	15	8	1	n/a	n/a
2022	Mar 20, 2023	$1.7B	$1.7B	15	8	1	n/a	n/a
2021	Mar 22, 2022	$1.9B	$1.9B	15	8	0	n/a	n/a
2020	Mar 24, 2021	$1.8B	$1.8B	17	8	0	n/a	n/a
2019	Mar 26, 2020	$2.3B	$2.3B	18	9	0	n/a	n/a
2018	Mar 11, 2019	$2.2B	$2.2B	18	9	0	n/a	n/a
2017	Mar 30, 2018	$2.5B	$2.5B	17	9	0	n/a	n/a
2016	Feb 21, 2017	$2.7B	$2.6B	22	10	n/a	n/a	n/a
2015	Mar 17, 2016	$3.7B	$3.5B	27	11	n/a	n/a	n/a
2014	Mar 3, 2015	$9.6B	$9.2B	26	10	n/a	n/a	n/a
2013	Mar 28, 2014	$8.6B	$8.2B	21	7	n/a	n/a	n/a
2012	Mar 26, 2013	$6.0B	$5.7B	17	10	n/a	n/a	n/a
2011	Feb 2, 2012	$3.6B	$3.5B	n/a	n/a	n/a	n/a	n/a