DFX Intelligence

A••••• C••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

A••••• C••••• A•••••

Advisor at A••••• C•••••••••

SPRING VALLEY, CA

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Search this name across graphsid dfx:ria:0354041b-aac2-3646-8ed7-700507f21794

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 14, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• C•••••••••	State registered	Jan 23, 2026	n/a	yes	SPRING VALLEY, CA	Current employment
E•••• C•••••••••	n/a	Feb 16, 2024	Dec 31, 2024	no	LA JOLLA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• C•••••••••	E•••• C•••••••••	Dec 31, 2025	Feb 16, 2024	-684	Firm change after gap	Other
E•••• C•••••••••	A••••• C•••••••••	Dec 31, 2024	Jan 23, 2026

Relationships

Registered with (2)

→ A••••• C•••••••••Registered adviserregistration: previous registration
Aug 14, 2023 to Dec 31, 2025factForm ADV
→ E•••• C•••••••••Registered adviserregistration: previous registration
Feb 16, 2024 to Dec 31, 2024factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0354041b-aac2-3646-8ed7-700507f21794
First observed: Aug 14, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.