DFX Intelligence

M•••••• T•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• T•••• B•••••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:035bb7a3-0893-10f8-37b7-910fd1e6a106

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 10, 2025	n/a	yes	Athens, GA\|SAN DIEGO, CA\|ATHENS, GA	Current employment
C•• A•••••••• L••	Independent wealth	Dec 4, 2018	Mar 21, 2025	no	ATHENS, GA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	L•• F•••••••• L••	Mar 21, 2025	Mar 10, 2025	-11	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•• A•••••••• L••	Oct 3, 2021	Dec 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:111025:GA:2021-10-03	Oct 3, 2021	Dec 4, 2018	ATHENS, GA	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 10, 2025 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
Dec 4, 2018 to Mar 21, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 22, 2014 to Oct 3, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:035bb7a3-0893-10f8-37b7-910fd1e6a106
First observed: Jul 2, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.