DFX Intelligence

C••••• J••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

C••••• J••• L••••••

Advisor at R••••••••• I••••••••• M•••••••••

Wauwatosa, WI | COVINGTON, KY

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Search this name across graphsid dfx:ria:035ce386-279c-4b15-a0fe-5e7c98d9546f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• I••••••••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• I••••••••• M•••••••••	Other adviser	Jan 1, 2026	n/a	yes	Wauwatosa, WI\|COVINGTON, KY	Current employment
R••••••••• I••••••••• M•••••••••	Other adviser	Mar 22, 2017	Jul 30, 2025	no	COVINGTON, KY

Relationships

Registered with (1)

→ R••••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Mar 22, 2017 to Jul 30, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:035ce386-279c-4b15-a0fe-5e7c98d9546f
First observed: Mar 22, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.