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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jeremy John McArthur

Advisor at LPL FINANCIAL LLC

STOUGHTON, WI | FITCHBURG, WI

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Search this name across graphsid dfx:ria:035fd0b3-938a-4bca-e614-cf3a44c09e69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 20, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 31, 2021
First registration: Apr 20, 2021
Dual registered: yes, broker-dealer
Other names: Jeremy McArthur
IAPD individual key: 7302521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 1, 2025	n/a	yes	FITCHBURG, WI\|STOUGHTON, WI	Current employment
RETIREMENT INCOME STRATEGIES, LLC	Independent wealth	Feb 9, 2025	Jun 27, 2025	no	EVANSVILLE, WI	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	Jan 30, 2025	no	MADISON, WI\|Verona, WI	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Apr 20, 2021	Oct 28, 2021	no	MINNEAPOLIS, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 20, 2021	Aug 10, 2023	no	MINNEAPOLIS, MN\|MADISON, WI\|ST. PAUL, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RETIREMENT INCOME STRATEGIES, LLC	LPL FINANCIAL LLC	Jun 27, 2025	Jul 1, 2025	4	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	RETIREMENT INCOME STRATEGIES, LLC	Jan 30, 2025	Feb 9, 2025	10	Firm change	Ibd to RIA
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Oct 28, 2021	Apr 20, 2021	-191	Bulk transfer	Ibd to ibd

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ RETIREMENT INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Feb 9, 2025 to Jun 27, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2023 to Jan 30, 2025factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 20, 2021 to Aug 10, 2023factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 20, 2021 to Oct 28, 2021factForm ADV

Dated events

Occurred
Jun 27, 2025
Advisor changed firm
Jeremy John Mcarthur left Retirement Income Strategies, Llc for Lpl Financial Llc (registered 2025-07-01)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2025
Advisor changed firm
Jeremy John Mcarthur left Cetera Investment Advisers Llc for Retirement Income Strategies, Llc (registered 2025-02-09)
Form ADVobserved 6 days ago