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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ICC CAPITAL MANAGEMENT INC

CRD 108806

ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:036d45b8-5f43-6b50-6663-c797ef1e63ad

Data as of Mar 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2012 to Mar 16, 2015
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2015-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 8
Accounts: 227
SEC number: 801-49420
CRD: 108806
Filings on the tape: 12
First filed: Mar 7, 2012
Latest filed: Mar 16, 2015
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ICC CAPITAL, INCORPORATED	HOLDING COMPANY	E	yes	05/1995	Mar 7, 2012	Mar 16, 2015
LARKIN, JOHN, ROBERT	MANAGING DIRECTOR	F	yes	08/2007	Mar 7, 2012	Mar 16, 2015
MCMURRY, BART, NMI	MANAGING DIRECTOR	F	yes	12/1997	Mar 7, 2012	Mar 16, 2015
MCMURRY, BART, NMI	CFO/CIO	Na	yes	10/2011	Mar 7, 2012	Mar 16, 2015
MCMURRY, GRANT, IRWIN	MANAGING DIRECTOR	C	yes	09/1986	Mar 7, 2012	Mar 16, 2015
NOLAN, RICHARD, HAROLD	MANAGING DIRECTOR	F	yes	08/2007	Mar 7, 2012	Mar 16, 2015
OHANESIAN, ROBERT, MARK	CHIEF EXECUTIVE OFFICER	F	yes	08/2007	Mar 7, 2012	Mar 16, 2015
OHANESIAN, ROBERT, MARK	CIO FIXED INCOME STRATEGIES	Na	yes	06/2014	Mar 7, 2012	Mar 16, 2015
POPADITCH, ROBERT, SCOTT	CHIEF EXECUTIVE OFFICER	Na	yes	07/2014	Jul 9, 2014	Mar 16, 2015
RINDERKNECHT, RICHARD, WAYNE	Shareholder	F	yes	12/2007	Mar 7, 2012	Mar 16, 2015
STACK, STEVEN, MICHAEL	COO/CCO	Na	yes	09/2013	Mar 7, 2012	Mar 16, 2015
TINDAL, MICHAEL, HEFLIN	MANAGING DIRECTOR	F	yes	12/1997	Mar 7, 2012	Mar 16, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Mobile	Al	United States	n/a	no
WALNUT CREEK	CA	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 16, 2015	$1.2B	$1.2B	25	8	n/a	n/a	n/a
2013	Feb 4, 2014	$1.7B	$1.7B	25	8	n/a	n/a	n/a
2012	Feb 28, 2013	$2.6B	$2.6B	25	8	n/a	n/a	n/a
2011	Mar 7, 2012	$3.2B	$3.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$1.2B	$1.7B	-29.8%	$3.2B	-28.6%	25	25	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHLAND CAPITAL MANAGEMENT, LLC	2	May 15, 2015	Nov 20, 2019	ORLANDO, FL	Team lift out	Other	100.0%

Relationships

Controls (10)

← MCMURRY, GRANT, IRWINOwnerMANAGING DIRECTOR, ownership code C, individual
Mar 7, 2012 to presentfactForm ADV
← MCMURRY, BART, NMIOwnerMANAGING DIRECTOR, ownership code F, individual
Mar 7, 2012 to presentfactForm ADV
← OHANESIAN, ROBERT, MARKOwnerCHIEF EXECUTIVE OFFICER, ownership code F, individual
Mar 7, 2012 to presentfactForm ADV
← LARKIN, JOHN, ROBERTOwnerMANAGING DIRECTOR, ownership code F, individual
Mar 7, 2012 to presentfactForm ADV
← NOLAN, RICHARD, HAROLDOwnerMANAGING DIRECTOR, ownership code F, individual
Mar 7, 2012 to presentfactForm ADV
← RINDERKNECHT, RICHARD, WAYNEOwnerSHAREHOLDER, ownership code F, individual
Mar 7, 2012 to presentfactForm ADV
← TINDAL, MICHAEL, HEFLINOwnerMANAGING DIRECTOR, ownership code F, individual
Mar 7, 2012 to presentfactForm ADV
← STACK, STEVEN, MICHAELOwnerCOO/CCO, ownership code NA, individual
Mar 7, 2012 to presentfactForm ADV
← POPADITCH, ROBERT, SCOTTOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 9, 2014 to presentfactForm ADV
← ICC CAPITAL, INCORPORATEDOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 7, 2012 to presentfactForm ADV

Moved with (1)

→ HIGHLAND CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
May 15, 2015 to Nov 20, 2019factForm ADV

Registered with (4)

← BART NMI MCMURRYAdvisorregistration: previous registration
Jan 5, 2004 to May 15, 2015factForm ADV
← STEVEN MICHAEL STACKAdvisorregistration: previous registration
Jan 5, 2004 to May 15, 2015factForm ADV
← Jennifer Lynn CuteAdvisorregistration: previous registration
Apr 29, 2003 to May 30, 2008factForm ADV
← KARIN RICHELLE HAYESAdvisorregistration: previous registration
Apr 29, 2003 to Jan 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:036d45b8-5f43-6b50-6663-c797ef1e63ad
First observed: Mar 7, 2012
Last observed: Mar 16, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ICC CAPITAL MANAGEMENT INC

CRD 108806

ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:036d45b8-5f43-6b50-6663-c797ef1e63ad

Data as of Mar 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ICC CAPITAL, INCORPORATED

HOLDING COMPANY

yes

05/1995

Mar 7, 2012

Mar 16, 2015

LARKIN, JOHN, ROBERT

MANAGING DIRECTOR

yes

08/2007

Mar 7, 2012

Mar 16, 2015

MCMURRY, BART, NMI

MANAGING DIRECTOR

yes

12/1997

Mar 7, 2012

Mar 16, 2015

MCMURRY, BART, NMI

CFO/CIO

yes

10/2011

Mar 7, 2012

Mar 16, 2015

MCMURRY, GRANT, IRWIN

MANAGING DIRECTOR

yes

09/1986

Mar 7, 2012

Mar 16, 2015

NOLAN, RICHARD, HAROLD

MANAGING DIRECTOR

yes

08/2007

Mar 7, 2012

Mar 16, 2015

OHANESIAN, ROBERT, MARK

CHIEF EXECUTIVE OFFICER

yes

08/2007

Mar 7, 2012

Mar 16, 2015

OHANESIAN, ROBERT, MARK

CIO FIXED INCOME STRATEGIES

yes

06/2014

Mar 7, 2012

Mar 16, 2015

POPADITCH, ROBERT, SCOTT

CHIEF EXECUTIVE OFFICER

yes

07/2014

Jul 9, 2014

Mar 16, 2015

RINDERKNECHT, RICHARD, WAYNE

Shareholder

yes

12/2007

Mar 7, 2012

Mar 16, 2015

STACK, STEVEN, MICHAEL

COO/CCO

yes

09/2013

Mar 7, 2012

Mar 16, 2015

TINDAL, MICHAEL, HEFLIN

MANAGING DIRECTOR

yes

12/1997

Mar 7, 2012

Mar 16, 2015

City

State

Country

Employees

Also broker-dealer

Mobile

United States

n/a

WALNUT CREEK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 16, 2015

$1.2B

n/a

2013

Feb 4, 2014

$1.7B

n/a

2012

Feb 28, 2013

$2.6B

n/a

2011

Mar 7, 2012

$3.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$1.2B

$1.7B

-29.8%

$3.2B

-28.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHLAND CAPITAL MANAGEMENT, LLC

May 15, 2015

Nov 20, 2019

ORLANDO, FL

Team lift out

Other

100.0%