DFX Intelligence

B••••• B••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

B••••• B••• B••••••

Advisor at C••••••••• I••••••••• M••••••••• L••

Naperville, IL

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Search this name across graphsid dfx:ria:0372634a-5b1a-4376-0161-49157e16580f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• M••••••••• L••	Independent wealth	Jan 24, 2018	n/a	yes	Naperville, IL	Current employment
F•••• T•••• A••••••• L•	Asset manager	Sep 30, 2011	Aug 2, 2017	no	WHEATON, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• A••••••• L•	C••••••••• I••••••••• M••••••••• L••	Aug 2, 2017	Jan 24, 2018	175	Firm change	Other
C•••••• A••••••• L••	F•••• T•••• A••••••• L•	Jul 24, 2006	Sep 30, 2011

Relationships

Registered with (4)

→ C••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 24, 2018 to presentfactForm ADV
→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Sep 30, 2011 to Aug 2, 2017factForm ADV
→ C•••••• A••••••• L••Registered adviserregistration: previous registration
Nov 13, 2002 to Jul 24, 2006factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0372634a-5b1a-4376-0161-49157e16580f
First observed: Nov 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.