DFX Intelligence

D•••• G••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

D•••• G••••• M••••••••

Advisor at L•• F•••••••• L••

SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:03741a36-db10-1430-549d-78a1fdf1afb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 27, 2024	n/a	yes	SIOUX FALLS, SD	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 6, 2020	Apr 2, 2024	no	SIOUX FALLS, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Apr 2, 2024	Mar 27, 2024	-6	Firm change	Ibd to ibd
K•• F•••••••• S•••••••• I••	S••••••••• A•••••• A•••••••• I•••	Nov 6, 2020	Nov 6, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:SD:2024-03-19	Apr 2, 2024	Mar 27, 2024	SIOUX FALLS, SD	Firm change
2225:3866:SD:2017-11-10	Nov 13, 2017	Nov 13, 2017	SIOUX FALLS, SD	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 27, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2020 to Apr 2, 2024factForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Nov 13, 2017 to Nov 6, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
D•••• G••••• M•••••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-03-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03741a36-db10-1430-549d-78a1fdf1afb4
First observed: Nov 15, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.