T•••• L•••••

Advisor at A•••• • A••••••• G••••• P•••••••

Ramsey, NJ | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0375baa6-ce7c-3297-21f1-80cdc383164d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 19, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• • A••••••• G••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• • A••••••• G••••• P•••••••	Independent wealth	Apr 21, 2025	n/a	yes	New York, NY\|Ramsey, NJ	Current employment
J••••• G••••• • C••• L••	Former SEC adviser	Apr 5, 2012	Apr 21, 2025	no	NEW YORK, NY\|UNIONDALE, NY\|UNIONDALE, NY\|UNIONDALE, NY\|UNIONDALE, NY\|RAMSEY, NJ\|UNIONDALE, NY\|UNIONDALE, NY\|Saddle Brook, NJ\|RAMSEY, NJ\|SADDLE BROOK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• G••••• • C••• L••	A•••• • A••••••• G••••• P•••••••	Apr 21, 2025	Apr 21, 2025	0	Firm change	RIA to RIA
B• R•••• W••••• A•••••••• I•••	J••••• G••••• • C••• L••	Apr 5, 2012	Apr 5, 2012

Relationships

Registered with (3)

→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ J••••• G••••• • C••• L••Registered adviserregistration: previous registration
Apr 5, 2012 to Apr 21, 2025factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 19, 2009 to Apr 5, 2012factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0375baa6-ce7c-3297-21f1-80cdc383164d
First observed: May 19, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.