DFX Intelligence
Data Factory
Reading the graph
Reading the graph
WOLFERS ASSET MANAGEMENT LLC, CRD 121359
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC MICHAEL WHEELER | Chartered Financial Analyst | PIEDMONT, CA | 10 | 11 | 1 | no |
| ALISON MICHELLE DALY VAN DYKE | Certified Financial Planner | Piedmont, CA | 1 | 28 | n/a | no |
| ERIK SEAN WOLFERS | Certified Financial Planner | PIEDMONT, CA | 1 | 25 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WOLFERS, ERIK, SEAN | MANAGING MEMBER MANAGER | E | yes | 02/2016 | Jul 14, 2026 | Jul 14, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 28, 2026 | $165M | $165M | 4 | 3 | 2 | n/a | n/a |
| 2024 | Feb 24, 2025 | $142M | $142M | 5 | 3 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $165M | $142M | 16.2% | n/a | n/a | 4 | 5 | 2 | 2 |