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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

CHRISTOPHER DOUGLAS GLEASON

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

SOUTHBURY, CT | SARASOTA, FL

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Search this name across graphsid dfx:ria:0381fc69-7132-ee39-bdda-25762a039ac3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 22, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 23, 1993
First registration: Aug 22, 1996
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER DOUGLAS GLEASON|CHRISTOPHER DOUGLAS GLEASON
IAPD individual key: 2268918

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 3, 2021	n/a	yes	SARASOTA, FL\|SOUTHBURY, CT	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 6, 2017	Aug 2, 2021	no	SARASOTA, FL\|CORPUS CHRISTI, TX\|EL SEGUNDO, CA\|SOUTHBURY, CT\|SARASOTA, FL\|SOUTHBURY, CT\|Sarasota, FL\|Sarasota, FL\|SOUTHBURY, CT\|SAN DIEGO, CA\|SOUTHBURY, CT	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Apr 22, 2004	Nov 1, 2017	no	SOUTHBURY, CT\|SAN DIEGO, CA\|Sarasota, FL	Previous registration
BTS ASSET MANAGEMENT, INC.	Independent wealth	May 20, 1999	Dec 31, 2002	no	SOUTHBURY, CT	Previous registration
MAIN STREET MANAGEMENT COMPANY	n/a	Aug 22, 1996	Apr 22, 2004	no	SOUTHBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	INDEPENDENT FINANCIAL GROUP, LLC	Aug 2, 2021	Aug 3, 2021	1	Firm change	Ibd to ibd
GIRARD SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 1, 2017	Sep 6, 2017	-56	Bulk transfer	Other
MAIN STREET MANAGEMENT COMPANY	BTS ASSET MANAGEMENT, INC.	Apr 22, 2004	May 20, 1999	-1,799	Firm change after gap	Other
BTS ASSET MANAGEMENT, INC.	GIRARD SECURITIES, INC.	Dec 31, 2002	Apr 22, 2004	478	Firm change after gap	Other

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Aug 3, 2021 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 6, 2017 to Aug 2, 2021factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Apr 22, 2004 to Nov 1, 2017factForm ADV
→ MAIN STREET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Aug 22, 1996 to Apr 22, 2004factForm ADV
→ BTS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 20, 1999 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.