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Advisor at WELLS FARGO ADVISORS
LOS ANGELES, CA | CARSON, CA | LONG BEACH, CA | INGLEWOOD, CA | WILMINGTON, CA | EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 10, 2015 | n/a | yes | CARSON, CA|EL SEGUNDO, CA|LONG BEACH, CA|WILMINGTON, CA|LONG BEACH, CA|INGLEWOOD, CA|LOS ANGELES, CA|CARSON, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 20, 2015 | no | LONG BEACH, CA|Long Beach, CA|CARSON, CA|HARBOR CITY, CA|CARSON, CA|WILMINGTON, CA|WILMINGTON, CA|LONG BEACH, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 15, 2012 | Oct 1, 2012 | no | LONG BEACH, CA|SAN PEDRO, CA|LONG BEACH, CA|LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Apr 20, 2015 | Apr 10, 2015 | -10 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2015-04-08 | Apr 20, 2015 | Apr 10, 2015 | LONG BEACH, CA | Firm change |