DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••• W••••• M••••••••• L••
BOISE, ID | Dripping Springs, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• W••••• M••••••••• L•• | Independent wealth | Jun 10, 2026 | n/a | yes | Dripping Springs, TX|BOISE, ID | Current employment |
| I•••••• W••••• | Independent wealth | May 2, 2023 | Jun 15, 2026 | no | CEDAR PARK, TX|CEDAR PARK, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• W••••• | L••••• W••••• M••••••••• L•• | Jun 15, 2026 | Jun 10, 2026 | -5 | Firm change | RIA to RIA |
| C••••••• S••••••••• | I•••••• W••••• | May 4, 2023 | May 2, 2023 |
| C••••••• S••••••••• | Former SEC adviser | Feb 4, 2022 | May 4, 2023 | no | AUSTIN, TX | Previous registration |
| M••••• S•••••• | Wirehouse | Jul 29, 2020 | Feb 1, 2022 | no | Austin, TX | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Feb 24, 2011 | no | PURCHASE, NY | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Feb 12, 2009 | Jun 1, 2009 | no | PURCHASE, NY | Previous registration |
| Firm change |
| RIA to RIA |
| M••••• S•••••• | C••••••• S••••••••• | Feb 1, 2022 | Feb 4, 2022 | 3 | Firm change | Wirehouse to RIA |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |