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A•••••• M••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

A•••••• M••••• B••••••

Advisor at A••••• P•••••• C••••••

CORNELIUS, NC

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Search this name across graphsid dfx:ria:038de5ed-f5d7-ce7d-67a1-45f0a2af90a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• P•••••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• P•••••• C••••••	Independent wealth	Nov 28, 2018	n/a	yes	CORNELIUS, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 25, 2018	Nov 26, 2018	no	FORT MILL, SC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••• P•••••• C••••••	Nov 26, 2018	Nov 28, 2018	2	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A••••• P•••••• C••••••Registered adviserregistration: current employment
Nov 28, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2018 to Nov 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:038de5ed-f5d7-ce7d-67a1-45f0a2af90a7
First observed: Jul 25, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.