DFX Intelligence

F••••• M•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

F••••• M•••••• W••••••

Advisor at E•••• W••••• M••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:03933a49-dfcb-a3a2-c774-09fc5d5ab368

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• W••••• M••••••••• L••	Independent wealth	Aug 17, 2019	n/a	yes	SAN DIEGO, CA	Current employment
C••••••••• W••••• M•••••••••	Former SEC adviser	Dec 6, 2007	Jun 5, 2019	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M•••••••••	E•••• W••••• M••••••••• L••	Jun 5, 2019	Aug 17, 2019	73	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
108404:304321:CA:2019-06-05	Jun 5, 2019	Aug 17, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (2)

→ E•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 17, 2019 to presentfactForm ADV
→ C••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 6, 2007 to Jun 5, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03933a49-dfcb-a3a2-c774-09fc5d5ab368
First observed: Dec 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.