DFX Intelligence

L•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L•••••••• C•••••• M••••••••• L••

CRD 157600

MAYFIELD HEIGHTS, OH

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Search this name across graphsid dfx:ria:0393bda8-1751-7f4f-b18a-ebbe3061cbe0

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Feb 14, 2012 to Mar 30, 2021
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $233M••• Locked
Discretionary RAUM: $233M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••••••• C•••••• P••••••• F••• V• L•••	Private Equity Fund	$231M	Mar 30, 2021	212	Feb 14, 2012	reported	021-163896
L•••••••• C•••••• P••••••• F••• V• L•••	Private Equity Fund	$25.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• E•••• V•	CO-PRESIDENT & SR. MANAGING DIRECTOR	Na	yes	01/2005	Feb 14, 2012	Mar 30, 2021
B••••• E•••• V•	Shareholder	C	yes	05/2005	Feb 14, 2012	Mar 30, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••• M••••••••• C••••••	n/a	n/a	n/a	Y	yes	n/a
L••••• V• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$233M	$202M	15.2%	$572M	-25.9%	5	5	0	0

Relationships

Advises (7)

→ L•••••••• C•••••• P••••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ L•••••••• C•••••• P••••••• F••• V• N••• L•Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ L•••••••• C•••••• P••••••• F••• V• N•• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ L•••••••• C•••••• P••••••• F••• V• L•••

Dated events

Occurred
Mar 23, 2020
Regulatory AUM changed
L•••••••• C•••••• M••••••••• L•• reported RAUM $202.1M, down 63% from $553.6M (2019-03-27 to 2020-03-23)
Form ADVobserved 7 days ago
$-351M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0393bda8-1751-7f4f-b18a-ebbe3061cbe0
First observed: Feb 14, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.