DFX Intelligence

B•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B•••••• S•••••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:0394723e-b4ad-0e2b-6173-bba2418ea382

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 31, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 6, 2025	n/a	yes	ST. LOUIS, MO	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Jul 25, 2022	Oct 4, 2024	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	W•••• F•••• A•••••••	Oct 4, 2024	Aug 6, 2025	306	Firm change	Ibd to wirehouse
C•••••••• G••••• M•••••• I•••	F••••••• P••••••• A•• W•••••••• A•••••••	May 23, 2022	Jul 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
106715:7059:AZ:2021-10-29	Oct 29, 2021	Mar 15, 2022	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 31, 2018 to May 26, 2020factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 25, 2022 to Oct 4, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 15, 2022 to May 23, 2022factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Oct 4, 2024
Advisor changed firm
B•••••• S••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2025-08-06)
Form ADVobserved 7 days ago
Occurred
May 23, 2022
Advisor changed firm
B•••••• S••••••• left C•••••••• G••••• M•••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-07-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0394723e-b4ad-0e2b-6173-bba2418ea382
First observed: Aug 31, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.