DFX Intelligence

B•••••• L•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

B•••••• L•••••• M••••••

Advisor at H••••• C•••••• M••••••••• L••

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:039ce05c-0af8-fdd0-63e2-85a214dc5a9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 13, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••••• L•••••• M••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C•••••• M••••••••• L••	Mixed wealth	May 30, 2019	n/a	yes	GARDEN CITY, NY	Current employment
H••••• C•••••• M••••••••• L••	Mixed wealth	Oct 13, 2009	Dec 31, 2018	no	GARDEN CITY, NY	Previous registration

Relationships

Registered with (1)

→ H••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2009 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:039ce05c-0af8-fdd0-63e2-85a214dc5a9d
First observed: Oct 13, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.