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J•••• L•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••• L•••• M•••••

Advisor at C••••• I••••••••• A••••••• L••

Exira, IA | WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:03a6079b-b07d-e4a1-1e2a-62f4ba65715c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	WEST DES MOINES, IA\|Exira, IA	Current employment
I•••••••• C•••••• A•••••••	Former SEC adviser	Aug 10, 2016	Oct 18, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S••••••••• I•••	C••••• I••••••••• A••••••• L••	Oct 28, 2016	Jun 29, 2023	2,435	Firm change after gap	Other
I•••••••• C•••••• A•••••••	G••••• S••••••••• I•••	Oct 18, 2016

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2016 to Oct 28, 2016factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Aug 10, 2016 to Oct 18, 2016factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03a6079b-b07d-e4a1-1e2a-62f4ba65715c
First observed: Jan 28, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.