DFX Intelligence

J••• M• V•••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••• M• V•••• V••••

Advisor at P•••••• C••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:03b6f502-9edc-32b6-f781-c6597f2cf1dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• S•••••••• L••	Bd affiliated wealth	Mar 26, 2018	n/a	yes	Appleton, WI\|LOUISVILLE, KY\|Kaukauna, WI	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Feb 24, 2012	Jun 6, 2013	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Mar 19, 2018	Feb 24, 2012	-2,215	Channel change	Other
S•• I••••••••• I•••	I••••••••• C•••••• O• A••••••• I•••	Mar 19, 2018	Sep 29, 2011

Relationships

Registered with (6)

→ P•••••• C••••• S•••••••• L••Registered adviserregistration: current employment
Mar 26, 2018 to presentfactForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2011 to Mar 19, 2018factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2011 to Mar 19, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03b6f502-9edc-32b6-f781-c6597f2cf1dd
First observed: Aug 25, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.