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Advisor at LPL FINANCIAL LLC
BOISE, ID | BEND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 19, 2020 | n/a | yes | BEND, OR|BOISE, ID | Current employment |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Mar 1, 2013 | Aug 17, 2017 | no | PORTLAND, OR | Previous registration |
| M FINANCIAL ASSET MANAGEMENT, INC. | Independent wealth | Dec 5, 2008 | Aug 17, 2017 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M FINANCIAL ASSET MANAGEMENT, INC. | M HOLDINGS SECURITIES, INC. | Aug 17, 2017 | Mar 1, 2013 | -1,630 | Firm change after gap | Other |
| M HOLDINGS SECURITIES, INC. | LPL FINANCIAL LLC | Aug 17, 2017 | Oct 19, 2020 | 1,159 | Firm change after gap | Other |