DFX Intelligence

R•••••• K••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

R•••••• K••• R••••

Advisor at D•••• P•••••• W••••• M••••••••• I•••

AUSTIN, TX | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:03c62376-4453-0e2b-8537-9020e3ba8bff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• P•••••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• P•••••• W••••• M••••••••• I•••	State registered	Jan 4, 2024	n/a	yes	LOS ANGELES, CA\|AUSTIN, TX	Current employment
B••••• • C•••••• I••••••••• C••••••• L••	State registered	Apr 6, 2016	Jan 4, 2022	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• • C•••••• I••••••••• C••••••• L••	D•••• P•••••• W••••• M••••••••• I•••	Jan 4, 2022	Jan 4, 2024	730	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	B••••• • C•••••• I••••••••• C••••••• L••	Oct 18, 2016	Apr 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:282136:CA:2016-10-18	Oct 18, 2016	Apr 6, 2016	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (4)

→ D•••• P•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ B••••• • C•••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Apr 6, 2016 to Jan 4, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 3, 2014 to Oct 18, 2016factForm ADV
→ R•• E••••• G••••••••

Dated events

Occurred
Jan 4, 2022
Advisor changed firm
R•••••• K••• R•••• left B••••• • C•••••• I••••••••• C••••••• L•• for D•••• P•••••• W••••• M••••••••• I••• (registered 2024-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03c62376-4453-0e2b-8537-9020e3ba8bff
First observed: Dec 13, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.