DFX Intelligence

L••• J•••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

L••• J•••••••• P•••••

Advisor at V•••••••• H•••••••• L••

KNOXVILLE, TN | Fountain Inn, SC

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Search this name across graphsid dfx:ria:03d62e9f-0f2f-d157-8afd-1e3d0ccd6a29

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••• H•••••••• L••	Independent wealth	Aug 1, 2025	n/a	yes	KNOXVILLE, TN\|Fountain Inn, SC	Current employment
S••••••••• W••••• P•••••••	Independent wealth	Dec 9, 2019	Jul 31, 2025	no	Knoxville, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W••••• P•••••••	V•••••••• H•••••••• L••	Jul 31, 2025	Aug 1, 2025	1	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••••••••• W••••• P•••••••	Jun 25, 2020	Dec 9, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:283515:TN:2020-06-25	Jun 25, 2020	Dec 9, 2019	KNOXVILLE, TN	Firm change after gap

Relationships

Registered with (3)

→ V•••••••• H•••••••• L••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ S••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Dec 9, 2019 to Jul 31, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 6, 2019 to Jun 25, 2020factForm ADV

Dated events

Occurred
Jul 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03d62e9f-0f2f-d157-8afd-1e3d0ccd6a29
First observed: Dec 6, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.