DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• I••••••••• A•••••••• L••
NEEDHAM, MA | Oakton, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• I••••••••• A•••••••• L•• | Institutional manager | Jan 30, 2023 | n/a | yes | NEEDHAM, MA|Oakton, VA | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Apr 24, 2017 | Apr 28, 2017 | no | WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | A••••••• I••••••••• A•••••••• L•• | Apr 28, 2017 | Jan 30, 2023 | 2,103 | Firm change after gap | Other |
| C••••• C••••••• L•• | P•• W••••• M••••••••• | Dec 17, 2004 | Apr 24, 2017 |
| C••••• C••••••• L•• | Former SEC adviser | Mar 24, 2004 | Dec 17, 2004 | no | DENVER, CO | Previous registration |
| 4,511 |
| Firm change after gap |
| Other |