DFX Intelligence

K••••••••• J••• V•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant35 years in industry

K••••••••• J••• V•• S••••••

Advisor at E••••••••• F•••••••• C•••••••••

ORINDA, CA

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Search this name across graphsid dfx:ria:03d820dd-a4e6-36a4-5934-3cc639111572

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• F•••••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• F•••••••• C•••••••••	State registered	Aug 15, 2018	n/a	yes	ORINDA, CA	Current employment
V• A•••••••• L••	Former SEC adviser	Nov 2, 2017	Jul 26, 2019	no	LAFAYETTE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• A•••••••• L••	E••••••••• F•••••••• C•••••••••	Jul 26, 2019	Aug 15, 2018	-345	Firm change after gap	RIA to state RIA
C•••••••• P•••••••	V• A•••••••• L••	Nov 9, 2017	Nov 2, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
125401:288803:CA:2017-11-09	Nov 9, 2017	Nov 2, 2017	LAFAYETTE, CA	Firm change

Relationships

Registered with (3)

→ E••••••••• F•••••••• C•••••••••Registered adviserregistration: current employment
Aug 15, 2018 to presentfactForm ADV
→ V• A•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2017 to Jul 26, 2019factForm ADV
→ C•••••••• P•••••••Registered adviserregistration: previous registration
Jan 1, 2017 to Nov 9, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03d820dd-a4e6-36a4-5934-3cc639111572
First observed: Jan 1, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.