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M•••••• P•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• P•••• W••••••

Advisor at S••••• B•••• F•••••••• L••

MIDDLEBURY, VT

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Search this name across graphsid dfx:ria:03e4f627-9cf1-9c4d-6372-235fb94715a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• B•••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• B•••• F•••••••• L••	Independent wealth	May 11, 2026	n/a	yes	MIDDLEBURY, VT	Current employment
M••••• T•••• A•••••••	Independent wealth	Mar 19, 2014	Jul 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• T•••• A•••••••	S••••• B•••• F•••••••• L••	Jul 7, 2026	May 11, 2026	-57	Firm change after gap	RIA to new firm
R••• P•••• A•••••••• L••	M••••• T•••• A•••••••	Mar 12, 2014

Relationships

Registered with (4)

→ S••••• B•••• F•••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ M••••• T•••• A•••••••Registered adviserregistration: previous registration
Mar 19, 2014 to Jul 7, 2026factForm ADV
→ R••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Jun 18, 2004 to Mar 12, 2014factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
M•••••• P•••• W•••••• left M••••• T•••• A••••••• for S••••• B•••• F•••••••• L•• (registered 2026-05-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03e4f627-9cf1-9c4d-6372-235fb94715a4
First observed: Aug 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.