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Advisor at MULLETT FINANCIAL LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MULLETT FINANCIAL LLC | State registered | Jan 26, 2024 | n/a | yes | AUSTIN, TX | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Feb 8, 2022 | Sep 14, 2023 | no | Austin, TX | Previous registration |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | Former SEC adviser | Jun 22, 2021 | Feb 8, 2022 | no | Weslake, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 7, 1999 | Jun 22, 2021 | no | AUSTIN, TX|Austin, TX|Westlake, TX|Austin, TX|Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | MULLETT FINANCIAL LLC | Sep 14, 2023 | Jan 26, 2024 | 134 | Firm change | Other |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | SCHWAB WEALTH ADVISORY, INC. | Feb 8, 2022 | Feb 8, 2022 | 0 | Channel change | Other |
| CHARLES SCHWAB & CO., INC. | CHARLES SCHWAB INVESTMENT ADVISORY, INC | Jun 22, 2021 | Jun 22, 2021 | 0 | Channel change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151739:159035:TX:2022-02-08 | Feb 8, 2022 | Feb 8, 2022 | WESLAKE, TX | Firm change |