DFX Intelligence

O••••••• A••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

O••••••• A••••••••• I••••••••• L••

CRD 336332

NEW YORK, NY

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Search this name across graphs

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2025 to May 19, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=true related_bank=true bd_reps=4.0
Regulatory AUM: $16B••• Locked
Discretionary RAUM: $16B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $5.5Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• J••• D••••••	n/a	Jacksonville, FL \| NEW YORK, NY	0	30	2	yes
M•••• V•• F••••	n/a	NEW YORK, NY \| San Francisco, CA	0	20

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O••••••• G••••• M••••••••• A•••• M••••• L••••••	Hedge Fund	$4.8B	May 19, 2026	1,527	Mar 29, 2012	reported	021-62136
O••••••• G••••• M••••• A•••••••• M••••• L••••••	Hedge Fund	$2.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• C•••••	GENERAL COUNSEL	Na	yes	01/2026	May 19, 2026	May 19, 2026
C••• H•••••••• L••	Member	E	yes	05/2025	May 19, 2026	May 19, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$16B	$16B	65	17	1	13	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$16B	n/a	n/a	n/a	n/a	65	n/a	1	n/a

Relationships

Registered with (3)

← E••• E•••••••• G•••••••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← M•••• V•• F••••Advisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← R••••• J••• D••••••Advisorregistration: current employment
Jan 27, 2026 to presentfactForm ADV

Advises (13)

Dated events

Order

Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$4.0B
Occurred
19 May 2026
Private fund first reported
••• Locked
Form ADV
$120M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 28, 2025
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••••••• C•••••• S•••••••• L•	Hedge Fund	$54.7M	May 19, 2026	210	Jun 20, 2017	reported	021-285167
N••••••••• C•••••• S•••••••• A• L•	Hedge Fund	$27.1M	May 19, 2026	210	Jun 20, 2017	reported	021-285165
D•••••• A•••• C•••••••• F•••• L•••	Hedge Fund	$80,028	May 19, 2026	0	Feb 24, 2021	reported	021-38452