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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MICHAEL LEE MORAVEC

Advisor at WEALTHPLAN PARTNERS

David City, NE | OMAHA, NE

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Search this name across graphsid dfx:ria:03f3b912-8166-21d6-1df1-ca0516e793cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHPLAN PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 16, 1998
First registration: Feb 12, 2002
Dual registered: yes, broker-dealer
Other names: MIKE MORAVEC
IAPD individual key: 2997871

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHPLAN PARTNERS	Independent wealth	Jan 15, 2020	n/a	yes	OMAHA, NE\|David City, NE	Current employment
WEALTHPLAN PARTNERS	Former SEC adviser	Jan 30, 2017	Jul 10, 2020	no	David City, NE	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Sep 8, 2016	Nov 2, 2016	no	OVERLAND PARK, KS\|DAVID CITY, NE	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Jan 24, 2017	no	DAVID CITY, NE	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 18, 2003	Sep 1, 2016	no	DAVID CITY, NE\|DAVID CITY, NE\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
THE MASTERS, INC.	n/a	Feb 12, 2002	Feb 11, 2003	no	0VERLAND PK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHPLAN PARTNERS	WEALTHPLAN PARTNERS	Jul 10, 2020	Jan 15, 2020	-177	Bulk transfer	RIA to RIA
SUMMIT FINANCIAL GROUP INC	VSR ADVISORY SERVICES	Jan 24, 2017	Sep 8, 2016	-138	Channel change	Other
VSR ADVISORY SERVICES	WEALTHPLAN PARTNERS	Nov 2, 2016	Jan 30, 2017	89	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
THE MASTERS, INC.	VSR ADVISORY SERVICES	Feb 11, 2003	Feb 18, 2003	7	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14503:158935:NE:2016-11-02	Nov 2, 2016	Jan 30, 2017	DAVID CITY, NE	Firm change

Relationships

Registered with (5)

→ WEALTHPLAN PARTNERSRegistered adviserregistration: current employment
Jan 15, 2020 to presentfactForm ADV
→ WEALTHPLAN PARTNERSRegistered adviserregistration: previous registration
Jan 30, 2017 to Jul 10, 2020factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Jan 24, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 8, 2016 to Nov 2, 2016factForm ADV
→ THE MASTERS, INC.Registered adviserregistration: previous registration
Feb 12, 2002 to Feb 11, 2003factForm ADV

Dated events

No dated event names this entity yet.