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Advisor at CWM, LLC
OMAHA, NE | Cockeysville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Dec 2, 2016 | n/a | yes | Cockeysville, MD|OMAHA, NE | Current employment |
| JACOB WILLIAM ADVISORY | Former SEC adviser | Sep 29, 2009 | Oct 3, 2017 | no | TOWSON, MD|TIMONIUM, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Oct 5, 2009 | no | TOWSON, MD | Previous registration |
| MUTUAL SERVICE CORPORATION | n/a | Mar 15, 2007 | Sep 8, 2009 | no | BOSTON, MA|BOSTON, MA|TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JACOB WILLIAM ADVISORY | CWM, LLC | Oct 3, 2017 | Dec 2, 2016 | -305 | Firm change after gap | Other |
| LPL FINANCIAL LLC | JACOB WILLIAM ADVISORY | Oct 5, 2009 | Sep 29, 2009 | -6 | Firm change | Other |
| MUTUAL SERVICE CORPORATION | LPL FINANCIAL LLC | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151468:155344:MD:2017-10-03 | Oct 3, 2017 | Dec 2, 2016 | TIMONIUM, MD | Firm change after gap |