DFX Intelligence

R••••• P•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

R••••• P•••• M•••••••

Advisor at H• C•••••• M•••••••••

MONTGOMERY, NY

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Search this name across graphsid dfx:ria:03ff25d3-e550-e237-03b4-989c0f2e1156

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H• C•••••• M•••••••••	Independent wealth	Dec 21, 2025	n/a	yes	MONTGOMERY, NY	Current employment
O••••• I••••••••• A•••••••• I•••	Independent wealth	Jun 7, 2021	Dec 23, 2025	no	GOSHEN, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A•••••••• I•••	H• C•••••• M•••••••••	Dec 23, 2025	Dec 21, 2025	-2	Firm change	RIA to new firm
L•• F•••••••• L••	O••••• I••••••••• A•••••••• I•••	Oct 24, 2014	Jun 7, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
107387:339467:NY:2025-12-23	Dec 23, 2025	Dec 21, 2025	GOSHEN, NY	Firm change

Relationships

Registered with (4)

→ H• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 21, 2025 to presentfactForm ADV
→ O••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2021 to Dec 23, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2014 to Oct 24, 2014factForm ADV
→ L•••• A••••• • C•• L••

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03ff25d3-e550-e237-03b4-989c0f2e1156
First observed: Aug 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.