DFX Intelligence

R•••••• B•••• Z•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

R•••••• B•••• Z•••

Advisor at U•• F•••••••• S••••••• I•••

WESTPORT, CT | Ridgefield, CT

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Search this name across graphsid dfx:ria:04032ae2-548a-5e00-f643-08385d7387ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jun 6, 2023	n/a	yes	WESTPORT, CT\|Ridgefield, CT	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 10, 2006	Jun 7, 2023	no	MELVILLE, NY\|DANBURY, CT\|DANBURY, CT\|MELVILLE, NY\|WHITE PLAINS, NY\|WILTON, CT\|RIDGEFIELD, CT\|PURCHASE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Jun 7, 2023	Jun 6, 2023	-1	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Mar 29, 2006	Mar 10, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:8174:NY:2023-06-07	Jun 7, 2023	Jun 6, 2023	PURCHASE, NY	Firm change

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2000 to Mar 29, 2006factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 10, 2006 to Jun 7, 2023factForm ADV

Dated events

Occurred
Jun 7, 2023
Advisor changed firm
R•••••• B•••• Z••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2023-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04032ae2-548a-5e00-f643-08385d7387ed
First observed: Oct 30, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.