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D•••• M•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

D•••• M•••••• T•••••••

Advisor at T••••••• C•••••• M••••••••• L••

INDIAN HEAD PARK, IL

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Search this name across graphsid dfx:ria:0404d2b3-6c98-9f82-4fce-328a766262f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• C•••••• M••••••••• L••	Mixed wealth	May 14, 2019	n/a	yes	INDIAN HEAD PARK, IL	Current employment
K••••• A•••••••• L••	Former SEC adviser	Jan 13, 2016	May 16, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• L••	T••••••• C•••••• M••••••••• L••	May 16, 2019	May 14, 2019	-2	Firm change	Other
A••••••• A•••• M••••••••• L••	K••••• A•••••••• L••	Jan 16, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171520:300993:IL:2019-05-16	May 16, 2019	May 14, 2019	WHEATON, IL	Firm change

Relationships

Registered with (3)

→ T••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 14, 2019 to presentfactForm ADV
→ K••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2016 to May 16, 2019factForm ADV
→ A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2012 to Jan 16, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0404d2b3-6c98-9f82-4fce-328a766262f4
First observed: Jun 18, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.