DFX Intelligence

N••••••• H•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

N••••••• H•••• S•••••••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Pasadena, CA

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Search this name across graphsid dfx:ria:04125f62-c6c9-4258-772e-946a1c0c3991

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: May 15, 2018 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••••• H•••• S•••••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Jan 4, 2023	n/a	yes	Pasadena, CA\|OVERLAND PARK, KS	Current employment
S••••••••• G••••• L••	Former SEC adviser	Oct 28, 2020	Jun 7, 2023	no	PASADENA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• G••••• L••	P•••• C•••••• F••••••••	Jun 7, 2023	Jan 4, 2023	-154	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
131221:288712:CA:2023-06-07	Jun 7, 2023	Jan 4, 2023	PASADENA, CA	Firm change after gap

Relationships

Registered with (2)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ S••••••••• G••••• L••Registered adviserregistration: previous registration
Oct 28, 2020 to Jun 7, 2023factForm ADV

Dated events

Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04125f62-c6c9-4258-772e-946a1c0c3991
First observed: May 15, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.